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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2025-10-14
AK RA APPROVED 2025-09-08
GA RA APPROVED 2025-09-05
ND RA APPROVED 2025-09-04
PR RA APPROVED 2025-09-03
VI RA APPROVED 2025-08-29
DE RA APPROVED 2025-08-26
IA RA APPROVED 2025-08-26
MT RA APPROVED 2025-08-26
AL RA APPROVED 2025-08-25
KS RA APPROVED 2025-08-25
LA RA APPROVED 2025-08-25
ME RA APPROVED 2025-08-25
MD RA APPROVED 2025-08-25
MN RA APPROVED 2025-08-25
NE RA APPROVED 2025-08-25
TX RA APPROVED_RES 2025-08-25
UT RA APPROVED 2025-08-25
NM RA APPROVED 2025-07-23
NC RA APPROVED 2025-07-21
NJ RA APPROVED 2010-12-20
  • DC RA
    APPROVED
    Since 2025-10-14
  • AK RA
    APPROVED
    Since 2025-09-08
  • GA RA
    APPROVED
    Since 2025-09-05
  • ND RA
    APPROVED
    Since 2025-09-04
  • PR RA
    APPROVED
    Since 2025-09-03
  • VI RA
    APPROVED
    Since 2025-08-29
  • DE RA
    APPROVED
    Since 2025-08-26
  • IA RA
    APPROVED
    Since 2025-08-26
  • MT RA
    APPROVED
    Since 2025-08-26
  • AL RA
    APPROVED
    Since 2025-08-25
  • KS RA
    APPROVED
    Since 2025-08-25
  • LA RA
    APPROVED
    Since 2025-08-25
  • ME RA
    APPROVED
    Since 2025-08-25
  • MD RA
    APPROVED
    Since 2025-08-25
  • MN RA
    APPROVED
    Since 2025-08-25
  • NE RA
    APPROVED
    Since 2025-08-25
  • TX RA
    APPROVED_RES
    Since 2025-08-25
  • UT RA
    APPROVED
    Since 2025-08-25
  • NM RA
    APPROVED
    Since 2025-07-23
  • NC RA
    APPROVED
    Since 2025-07-21
  • NJ RA
    APPROVED
    Since 2010-12-20

Branch Locations

Swansboro, NC • United States

66 Hudson Boulevard 29Th Floor, New York, NY 10001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Securities (Usa) New Yrok NY 05/2010 Present
  • 05/2010 → Present
    Hsbc Securities (Usa)
    New Yrok, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-12-09
  • S66 Uniform Combined State Law Examination
    2010-12-09

View on SEC IAPD

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