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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2021-07-20
OH RA APPROVED 2020-06-04
WI RA APPROVED 2020-06-04
  • TN RA
    APPROVED
    Since 2021-07-20
  • OH RA
    APPROVED
    Since 2020-06-04
  • WI RA
    APPROVED
    Since 2020-06-04

Branch Locations

777 East Wisconsin Ave, Milwaukee, WI 53202 • United States

Nashville, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nationwide Investment Services Corp Columbus OH 06/2017 08/2019
Foreside Financial Gahanna OH 10/2016 05/2017
Self-Employed Columbus OH 05/2016 10/2016
Robert W. Baird Milwaukee WI 08/2019 Present
  • 06/2017 → 08/2019
    Nationwide Investment Services Corp
    Columbus, OH
  • 10/2016 → 05/2017
    Foreside Financial
    Gahanna, OH
  • 05/2016 → 10/2016
    Self-Employed
    Columbus, OH
  • 08/2019 → Present
    Robert W. Baird
    Milwaukee, WI
Previous Registrations
  • 2004-10-19 → 2010-11-22
    Msi Financial Services, Inc.
    Aurora, IL
    Dublin, OH
    Powell, OH
    Dublin, OH
    Dublin, OH
    Dublin, OH
Other Businesses

Name/Address: The Lakeside Group LLC DBA Hometeam Pizza 2017 Belmont Nashville TN 37212 Start Date: 7/8/25 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: LLC Member; Passive Investor Investment Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-03
S63 Uniform Securities Agent State Law Examination 1999-05-14
  • S66 Uniform Combined State Law Examination
    2020-06-03
  • S63 Uniform Securities Agent State Law Examination
    1999-05-14
Other Names
  • Jennifer Lee Miller
  • Jennifer Lee Hawthorne

View on SEC IAPD

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