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Current Employers
Usa Financial Securities Llc

6020 East Fulton Street, Ada, MI 49301 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2015-02-03
  • OH RA
    APPROVED
    Since 2015-02-03

Branch Locations

6020 East Fulton, Ada, MI 49301 • USA

8284 Kathleen Circle, Reynoldsburg, OH 43068 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gap Groveport OH 10/2013 Present
Sparrow Financial Group Reynoldsburg OH 09/2007 Present
Usa Financial Securities Ada MI 02/2015 Present
  • 10/2013 → Present
    Gap
    Groveport, OH
  • 09/2007 → Present
    Sparrow Financial Group
    Reynoldsburg, OH
  • 02/2015 → Present
    Usa Financial Securities
    Ada, MI
Previous Registrations
Other Businesses

1. SPARROW FINANCIAL GROUP - 8284 KATHLEEN CIRCLE, REYNOLDSBURG, OH 43068. STARTED 09/2007 LIFE INSURANCE AGENT SELLING AND SERVICING LIFE INSURANCE AND ANNUITIES TO PROSPECTIVE CLIENTS. 120 HOURS PER MONTH DEVOTED TO BUSINESS. 120 HOURS PER MONTH DEVOTED DURING SECURITIES TRADING HOURS. 2. GAP WAREHOUSE - 6001 GREEN POINTE DR. S. GROVEPORT, OH 43195. START DATE 1015/2013. PART TIME MERCHANDISE HANDLER. NOT INVESTMENT RELATED. 100 HOURS PER MONTH DEVOTED TO BUSINESS. 0 HOURS DEVOTED DURING SECURITIES TRADING HOURS. 3. GORDON MARKETING/BENEFITS PLANS OF AMERICA - 20236 HAGUE RD. NOBLESVILLE, IN 46062. STARTED 03/01/2023. INSURANCE AGENT. MEDICARE SUPPLEMENT AND MEDICARE ADVANTAGE AGENT. MARKETING MEDICARE SUPPLEMENT PLANS. NOT INVESTMENT RELATED. 0 HOURS PER MONTH DEVOTED TO BUSINESS. 0 HOURS PER MONTH DEVOTED DURING SECURITIES TRADING HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-08-12
S63 Uniform Securities Agent State Law Examination 1994-07-21
  • S65 Uniform Investment Adviser Law Examination
    1994-08-12
  • S63 Uniform Securities Agent State Law Examination
    1994-07-21
Other Names
  • Clifton H (Jr) Sparrow
  • Clifton Howard Sparrow
  • Cliff Sparrow

View on SEC IAPD

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