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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-06-19 |
| PA | RA | APPROVED | 2010-06-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America,N.A. | Camp Hill | PA | 06/2011 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lebanon | PA | 03/1995 | Present |
I*76786 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: ST. MARY'S CATHOLIC CHURCH INVESTMENT RELATED: N ADDRESS OF BUSINESS: LEBANON, PENNSYLVANIA 17046 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 1/1/2015 NUMBER OF HOURS DEVOTED: 4 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: COMMITTEE OF BUDGETING AND FINANCE. WOULD BE INVOLVED WITH THE PASTOR AS HE DEVELOPS A BUDGET WHICH IS OVERSEEN BY THE DIOCESE OF HARRISBURG.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-05-19 |
| S63 | Uniform Securities Agent State Law Examination | 1994-07-06 |
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