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Thomas Joseph Riley

Lincoln Investment

Crystal Lake, IL

Schaumburg, IL

Capital Analysts

Schaumburg, IL

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Current Employers
Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-01-03
IL RA APPROVED 2013-06-07
  • TX RA
    APPROVED_RES
    Since 2024-01-03
  • IL RA
    APPROVED
    Since 2013-06-07

Branch Locations

Crystal Lake, IL • United States

Schaumburg, IL • United States

Capital Analysts

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-01-03
IL RA APPROVED 2014-10-20
  • TX RA
    APPROVED_RES
    Since 2024-01-03
  • IL RA
    APPROVED
    Since 2014-10-20

Branch Locations

217-D Chesterfield Ct., Schaumburg, IL 60193 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Investment Planning Wyncote PA 04/2013 Present
  • 04/2013 → Present
    Lincoln Investment Planning
    Wyncote, PA
Previous Registrations
  • 2004-08-17 → 2013-06-07
    Legend Advisory, Llc
    Palm Beach Gardens, FL
    Schaumburg, IL
  • 2003-05-12 → 2003-11-21
    Benchmark Capital Group Ltd.
    Galena, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-04-18
S63 Uniform Securities Agent State Law Examination 1994-05-24
  • S65 Uniform Investment Adviser Law Examination
    2003-04-18
  • S63 Uniform Securities Agent State Law Examination
    1994-05-24

View on SEC IAPD

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