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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-03-21
FL RA APPROVED 2024-01-26
  • TX RA
    APPROVED_RES
    Since 2024-03-21
  • FL RA
    APPROVED
    Since 2024-01-26

Branch Locations

383 W Alfred Street, Tavares, FL 32778 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisors Llc St Cloud MN 01/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 01/2024 Present
Lake County Supervisor Of Elections Tavares FL 08/2024 Present
Team Shandag Enterprises, Llc Dba Infinity Financial Group St Cloud MN 01/2026 Present
  • 01/2013 → Present
    Cetera Advisors Llc
    St Cloud, MN
  • 01/2024 → Present
    Schaumburg, IL
  • 08/2024 → Present
    Lake County Supervisor Of Elections
    Tavares, FL
  • 01/2026 → Present
    Team Shandag Enterprises, Llc Dba Infinity Financial Group
    St Cloud, MN
Previous Registrations
  • 2006-03-20 → 2011-02-11
    Qa3 Financial Llc
    Altamonte Springs, CA
    Altamonte Springs, FL
    Omaha, NE
Other Businesses

1. NAME OF OTHER BUSINESS: TEAM SHANDAG ENTERPRISES, LLC DBA INFINITY FINANCIAL GROUP; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: EXPENSE MANAGEMENT; START DATE: 8/2026; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: RUN PAYROLL AND PAY TAXES;; 2. NAME OF OTHER BUSINESS: TAVARAS CHAMBER OF COMMERCE; INVESTMENT RELATED: NO; ADDRESS: 300 E MAIN ST TAVARES, FL 32778; NATURE OF BUSINESS: NON PROFIT; START DATE: 01/2023; POSITION/TITLE/RELATIONSHIP: BOARD CHAIRMAN; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: PRESIDE OVER MONTHLY MEETINGS TO ADMINITERSE CHAMBER BUSINESS AND EVENTS; 3. NAME OF OTHER BUSINESS: LAKE COUNTY SUPERVISOR OF ELECTIONS INVESTMENT RELATED: NO, ADDRESS: 1898 E BURLEIGH BLVD, TAVARES, FL 32778, NATURE OF BUSINESS: ELECTION POLLING, START DATE: 08/2024, POSITION/TITLE/RELATIONSHIP: POLLING PLACE DEPUTY, LESS THAN ONE HOUR PER WEEK, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: SUPERVISE ACTIVITY AT POLLING PLACE;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-11-09
S63 Uniform Securities Agent State Law Examination 1994-07-20
  • S65 Uniform Investment Adviser Law Examination
    2005-11-09
  • S63 Uniform Securities Agent State Law Examination
    1994-07-20

View on SEC IAPD

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