Nicholas Anthony Fiegoli

Current Employers

Employment History

• 02/2009 → 03/2019
  Ubs Financial Services Inc
  New York, NY
• 03/2019 → 05/2022
  Raymond James Financial Services, Inc.
  Washington, DC
• 03/2019 → Present
  Steward Partners Global Advisory, Llc
  Stamford, CT
• 03/2019 → Present
  Steward Partners Investment Advisory, Llc
  Stamford, CT
• 05/2022 → Present
  Steward Partners Investment Solutions, Llc
  Stamford, CT

Previous Registrations

• 2009-02-20 → 2019-04-04
  Ubs Financial Services Inc.
  New York, NY
  South Salem, NY
• 1999-01-11 → 2009-02-25
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
  New York, NY

Other Businesses

(1)Name of Business: Grand Hyatt; City/State: Stamford, CT; Activity Type: Real Estate for Rent/Lease; Position/Title: Owner; Investment-Related: Yes Start Date: 09/11/2019 Hours per month devoted to this business: <4; Hours per month devoted to this business during trading hours: <4; Description of duties: Owner. (2)Name of Business: Steward Partners Global Advisory Address: 140 E 45th St Fl 36, New York, NY, 10017, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 04/01/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Install insurance products listed (3)Name of Business: Steward Partners Investment Advisory LLC Address: 140 E 45th St Fl 36, New York, NY, 10017, United States Activity Type: Independent RIA Position/Title: Advisor Investment Related: Yes Start Date: 03/26/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-07-11
• S63 Uniform Securities Agent State Law Examination
  1994-07-19

Other Names

• Nick Fiegoli