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2000 Pga Blvd. Suite 4440, Palm Beach Gardens, FL 33408 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-09-18 |
| PA | RA | APPROVED | 2024-09-18 |
Branch Locations
2009 Mackenzie Way Suite 100, Cranberry, PA 16066 • United States
2000 Pga Blvd. Suite 4440, Palm Beach Gardens, FL 33408 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/1999 | 10/2017 |
| Mutual Advisors, Llc. | Casper | WY | 10/2017 | 01/2022 |
| Mutual Securities, Inc. | Camarillo | CA | 10/2017 | 01/2022 |
| Lpl Financial, Llc | Montrose | CO | 01/2022 | Present |
| Gladstone Wealth Partners | Montrose | CO | 09/2024 | Present |
1) 11/30/2021 - All Sky Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 10/2016 2) 11/30/2021 - GLADSTONE WEALTH PARTNERS - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start: 10/2021 - 160 Hr/Mth 3) 11/30/2021 - DAVID M SCHUTTIG - Agent - Non-Variable Insurance - At Reported Business Location(s) - Start: 11/2021 - 2 Hr/Mth 4) 09/19/2024 - Gladstone Wealth Partners - DBA: Gladstone Institutional Advisory - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 09/12/2024 - 09/12/2024 - 80 Hours Per Month/ 60 Hours During Trading - I provide investment advisory services through Gladstone Institutional Advisory, an independent investment advisor firm. I started this business activity in 9/2024. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 09/19/2024 - Gladstone Wealth Partners - DBA: Silverleaf Wealth Management - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 09/12/2024 - 09/12/2024 - 80 Hours Per Month/ 60 Hours During Trading - I provide investment advisory services through Gladstone Institutional Advisory, an independent investment advisor firm. I started this business activity in 9/2024. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6) 09/30/2024 - Silverleaf Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 09/16/2024 - 80 Hours Per Month/ 60 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-05-17 |
| S63 | Uniform Securities Agent State Law Examination | 1994-05-13 |
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