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Current Employers
Gladstone Wealth Partners

2000 Pga Blvd. Suite 4440, Palm Beach Gardens, FL 33408 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-09-18
PA RA APPROVED 2024-09-18
  • CO RA
    APPROVED
    Since 2024-09-18
  • PA RA
    APPROVED
    Since 2024-09-18

Branch Locations

2009 Mackenzie Way Suite 100, Cranberry, PA 16066 • United States

Montrose, CO • United States

2000 Pga Blvd. Suite 4440, Palm Beach Gardens, FL 33408 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 09/1999 10/2017
Mutual Advisors, Llc. Casper WY 10/2017 01/2022
Mutual Securities, Inc. Camarillo CA 10/2017 01/2022
Lpl Financial, Llc Montrose CO 01/2022 Present
Gladstone Wealth Partners Montrose CO 09/2024 Present
  • 09/1999 → 10/2017
    Axa Advisors, Llc
    New York, NY
  • 10/2017 → 01/2022
    Casper, WY
  • 10/2017 → 01/2022
    Mutual Securities, Inc.
    Camarillo, CA
  • 01/2022 → Present
    Lpl Financial, Llc
    Montrose, CO
  • 09/2024 → Present
    Montrose, CO
Previous Registrations
Other Businesses

1) 11/30/2021 - All Sky Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 10/2016 2) 11/30/2021 - GLADSTONE WEALTH PARTNERS - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start: 10/2021 - 160 Hr/Mth 3) 11/30/2021 - DAVID M SCHUTTIG - Agent - Non-Variable Insurance - At Reported Business Location(s) - Start: 11/2021 - 2 Hr/Mth 4) 09/19/2024 - Gladstone Wealth Partners - DBA: Gladstone Institutional Advisory - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 09/12/2024 - 09/12/2024 - 80 Hours Per Month/ 60 Hours During Trading - I provide investment advisory services through Gladstone Institutional Advisory, an independent investment advisor firm. I started this business activity in 9/2024. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 09/19/2024 - Gladstone Wealth Partners - DBA: Silverleaf Wealth Management - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 09/12/2024 - 09/12/2024 - 80 Hours Per Month/ 60 Hours During Trading - I provide investment advisory services through Gladstone Institutional Advisory, an independent investment advisor firm. I started this business activity in 9/2024. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6) 09/30/2024 - Silverleaf Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 09/16/2024 - 80 Hours Per Month/ 60 Hours During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-05-17
S63 Uniform Securities Agent State Law Examination 1994-05-13
  • S65 Uniform Investment Adviser Law Examination
    1996-05-17
  • S63 Uniform Securities Agent State Law Examination
    1994-05-13
Designations

View on SEC IAPD

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