Amy Lorraine Gates

Current Employers

Employment History

• 10/2008 → Present
  Trust Advisory Group Ltd
  Reading, MA
• 11/2008 → 09/2024
  Ages Financial Services, Ltd.
  Reading, MA
• 09/2024 → Present
  Stonex Securities Inc.
  Palm Harbor, FL

Previous Registrations

• 2004-10-20 → 2006-03-23
  Banc Of America Investment Services, Inc.
  Pawtucket, RI
• 2002-09-04 → 2004-10-20
  Quick & Reilly, Inc.
  Pawtucket, RI

Other Businesses

1. Girls N Guns Self Defense; NOT Investment Related; Palm Harbor, FL; teach women how to self defend themselves with small arms hand guns; USCCA Certified instructor; 05/01/2023; 5 hrs/month, 0 hrs during trading; 2. Amy L. Gates, Self term life and permanent insurance - 3642 Darston Street, Palm Harbor, FL 34685 Nature of Business: to offer my clients term and permanent insurance as part of their estate planning. It is my understanding the StoneX does not offer this. Investment Related: Yes Business Position: Self; agent Business Duties: I have existing and new clients that have old term and permanent life insurance policies that I have written. They have life changes and are looking to renew or change the types of coverage that they have. Business Start Date: 06/02/2025 Approximately 10 hours spent on this OBA with less than 10 hours spent during market hours

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-03-22
• S63 Uniform Securities Agent State Law Examination
  1998-06-18

Other Names

• Amy Lorraine Gates
• Amy Lorraine Phlipot