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Suzanne C. Chen

Seen Consulting LLC

Ontario, CA

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Current Employers
Seen Consulting Llc

Ontario, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-06-08
  • CA RA
    APPROVED
    Since 2018-06-08

Branch Locations

Ontario, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Golden State Advisors, Llc Millbrae CA 10/2011 06/2018
Seen Consulting, Llc Pleasanton CA 04/2018 Present
Amber Systems Technologies Pleasanton CA 06/2011 07/2021
Seen Consulting, Llc Pleasanton CA 01/2018 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-12-30
S63 Uniform Securities Agent State Law Examination 1994-06-17
  • S65 Uniform Investment Adviser Law Examination
    1998-12-30
  • S63 Uniform Securities Agent State Law Examination
    1994-06-17
Other Names
  • Suzanne Robbins
  • Suzanne Chen
  • Suzanne C Chen
  • Suzanne C Chenrobbins
  • Suzanne C. Chen
  • Suzanne C. Chen-Robbins

View on SEC IAPD

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