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Current Employers
A.G.P. / Alliance Global Partners

88 Post Road West 2Nd Floor, Westport, CT 06880 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-09-06
TX RA APPROVED_RES 2024-09-06
NC RA APPROVED 2024-09-05
FL RA APPROVED 2023-01-24
  • IL RA
    APPROVED
    Since 2024-09-06
  • TX RA
    APPROVED_RES
    Since 2024-09-06
  • NC RA
    APPROVED
    Since 2024-09-05
  • FL RA
    APPROVED
    Since 2023-01-24

Branch Locations

Orlando, FL • United States

Fountain Square 2700 N. Military Trail, Suite 230, Boca Raton, FL 33431 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Allgen Financial Services, Inc. Orlando FL 07/2010 01/2023
Alliance Global Partners Boca Raton FL 01/2023 Present
  • 07/2010 → 01/2023
    Allgen Financial Services, Inc.
    Orlando, FL
  • 01/2023 → Present
    Alliance Global Partners
    Boca Raton, FL
Previous Registrations
Other Businesses

Adviser Edwin; not investment-related; non-financial content creation intended as means of self-improvement, goal-setting, etc. aimed at men between 18 and 60. Start date 2/29/24, 16 hours per month, none during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-07-02
S63 Uniform Securities Agent State Law Examination 1995-06-12
  • S65 Uniform Investment Adviser Law Examination
    2010-07-02
  • S63 Uniform Securities Agent State Law Examination
    1995-06-12

View on SEC IAPD

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