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88 Post Road West 2Nd Floor, Westport, CT 06880 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-09-06 |
| TX | RA | APPROVED_RES | 2024-09-06 |
| NC | RA | APPROVED | 2024-09-05 |
| FL | RA | APPROVED | 2023-01-24 |
Branch Locations
Fountain Square 2700 N. Military Trail, Suite 230, Boca Raton, FL 33431 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Allgen Financial Services, Inc. | Orlando | FL | 07/2010 | 01/2023 |
| Alliance Global Partners | Boca Raton | FL | 01/2023 | Present |
Adviser Edwin; not investment-related; non-financial content creation intended as means of self-improvement, goal-setting, etc. aimed at men between 18 and 60. Start date 2/29/24, 16 hours per month, none during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-07-02 |
| S63 | Uniform Securities Agent State Law Examination | 1995-06-12 |
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