Peter Hooker

Current Employers

Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2022-12-05

CA RA
APPROVED

Since 2022-12-05

Branch Locations

Citi Private Bank 1 Market Plaza, 42Nd Floor, San Francisco, CA 94105 • United States

Hillsborough, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	San Francisco	CA	01/2011	11/2016
Wells Fargo Clearing Services, Llc	San Francisco	CA	11/2016	11/2022
Citigroup	New York	NY	11/2022	Present

01/2011 → 11/2016

Wells Fargo Advisors Llc

San Francisco, CA
11/2016 → 11/2022

Wells Fargo Clearing Services, Llc

San Francisco, CA
11/2022 → Present

Citigroup

New York, NY

Previous Registrations

2011-01-03 → 2022-11-23

Wells Fargo Clearing Services, Llc

San Francisco, CA

Minneapolis, MN

Minneapolis, MN

Tarpon Springs, FL

San Francisco, CA
2002-08-06 → 2011-01-03

Wells Fargo Investments, Llc

San Francisco, CA

San Francisco, CA

San Francisco, CA

Other Businesses

RANCHO SAN ANTONIO VALLEY LLC, INV RELATED, LIVERMORE, CA, 5.56% OWNERSHIP, START 10/20/2021, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, VACATION RANCH.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-05-26
S63	Uniform Securities Agent State Law Examination	1996-09-25

S65 Uniform Investment Adviser Law Examination

1999-05-26
S63 Uniform Securities Agent State Law Examination

1996-09-25

Other Names

Peter Burkett Hooker

View on SEC IAPD