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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2020-12-16 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thurston Springer | Indianapolis | IN | 02/2014 | 11/2020 |
| Raymond James Financial Services, Inc. | Geneva | IN | 11/2020 | Present |
| Raymond James Financial Services Advisors, Inc. | Geneva | IN | 11/2020 | Present |
| Farmers And Merchants State Bank | Genena | IN | 11/2020 | Present |
| Fm Investment Services | Geneva | IN | 11/2020 | Present |
(1)Name of Business: Boys and Girls Club of Adams County Address: 117 E Main St, Berne, IN, 46711, United States Activity Type: Non profit Position/Title: Advisory Board, Finance/Investment Committee Member Investment Related: Yes Start Date: 04/09/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Finance Committee meets monthly to review the financial statements of the club.\n\nAdvisory Board meets monthly to review the over all activity of the club. (2)Name of Business: FM Investments Address: 408 E Line St, Geneva, IN, 46740, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 11/01/2020 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-08-06 |
| S63 | Uniform Securities Agent State Law Examination | 1994-05-17 |
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