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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2020-12-16
  • IN RA
    APPROVED
    Since 2020-12-16

Branch Locations

408 E Line St, Geneva, IN 46740 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Thurston Springer Indianapolis IN 02/2014 11/2020
Raymond James Financial Services, Inc. Geneva IN 11/2020 Present
Raymond James Financial Services Advisors, Inc. Geneva IN 11/2020 Present
Farmers And Merchants State Bank Genena IN 11/2020 Present
Fm Investment Services Geneva IN 11/2020 Present
  • 02/2014 → 11/2020
    Thurston Springer
    Indianapolis, IN
  • 11/2020 → Present
    Raymond James Financial Services, Inc.
    Geneva, IN
  • 11/2020 → Present
    Geneva, IN
  • 11/2020 → Present
    Farmers And Merchants State Bank
    Genena, IN
  • 11/2020 → Present
    Fm Investment Services
    Geneva, IN
Previous Registrations
  • 2014-02-26 → 2020-11-16
    Thurston, Springer, Miller, Herd & Titak, Inc.
    Indianapolis, IN
    Indianapolis, IN
    Geneva, IN
  • 2020-08-25 → 2020-11-16
    Indianapolis, IN
  • 2013-07-25 → 2014-02-21
    Ssn Advisory, Inc.
    Geneva, IN
  • 2010-06-11 → 2013-08-16
    Concourse Financial Group Securities, Inc.
    Geneva, IN
    Greenwood, IN
    Geneva, IN
  • 2009-08-07 → 2010-06-16
    Geneva, IN
Other Businesses

(1)Name of Business: Boys and Girls Club of Adams County Address: 117 E Main St, Berne, IN, 46711, United States Activity Type: Non profit Position/Title: Advisory Board, Finance/Investment Committee Member Investment Related: Yes Start Date: 04/09/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Finance Committee meets monthly to review the financial statements of the club.\n\nAdvisory Board meets monthly to review the over all activity of the club. (2)Name of Business: FM Investments Address: 408 E Line St, Geneva, IN, 46740, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 11/01/2020 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-08-06
S63 Uniform Securities Agent State Law Examination 1994-05-17
  • S66 Uniform Combined State Law Examination
    2009-08-06
  • S63 Uniform Securities Agent State Law Examination
    1994-05-17
Other Names
  • Lee Flueckiger
  • B Flueckiger
  • Roger Lee Flueckiger
  • Roger Lee Flueckiger
  • Roger Lee Flueckiger

View on SEC IAPD

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