Thomas Kevin Liguzinski

Current Employers

Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-04-11
OH	RA	APPROVED	2008-04-10

FL RA
APPROVED

Since 2024-04-11
OH RA
APPROVED

Since 2008-04-10

Branch Locations

7927 East Kemper Rd Suite B, Cincinnati, OH 45249 • United States

Naples, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Commonwealth Financial Network	Waltham	MA	04/2008	Present
Cornerstone Financial Group	Cincinnati	OH	11/2011	Present

04/2008 → Present

Commonwealth Financial Network

Waltham, MA
11/2011 → Present

Cornerstone Financial Group

Cincinnati, OH

Previous Registrations

2003-08-28 → 2008-04-08

Mm Ascend Life Investor Services, Llc

Cincinnati, OH

Cincinnati, OH

Other Businesses

1. FIXED INSURANCE - DBA RETIREMENT RESOURCE CENTER, INC., INVESTMENT RELATED 2. TRUSTEE, BRANCH RETIREMENT ACCOUNT, INVESTMENT RELATED, CONDUCTED AT BRANCH OFFICE 3. BOOK KEEPER FOR MEDICARE PLAN STORE, LLC; NOT INVESTMENT RELATED; NOT CONDUCTED AT BRANCH LOCATION.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-12-27
S63	Uniform Securities Agent State Law Examination	2002-09-06

S66 Uniform Combined State Law Examination

2007-12-27
S63 Uniform Securities Agent State Law Examination

2002-09-06

Other Names

Tom Liguzinski

View on SEC IAPD