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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-10-21 |
| TX | RA | APPROVED_RES | 2000-01-26 |
| OH | RA | APPROVED | 1999-08-13 |
Branch Locations
10100 Innovation Dr, Miamisburg, OH 45342 • United States
Xenia, OH • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Dayton | OH | 05/1993 | Present |
| Bank Of America,N.A. | Dayton | OH | 12/2009 | Present |
I*7179For profit or not for profit: Name of outside business organization: Rental propertyInvestment related: Address of business:Salem, South Carolina 29676Nature of business: ,Position, title, association: , Start date of relationship: 4/1/2018Number of hours devoted: 2 hour(s) Number of hours devoted during trading hours: 0Duties: I*137913For profit or not for profit: For-Profit OrganizationName of outside business organization: Good Angel Enterprises LLCInvestment related: NAddress of business:Salem, South Carolina 29767Nature of business: LLC,Position, title, association: Owner, Start date of relationship: 6/1/2021Number of hours devoted: 2 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: I own condo in LLC and intend to rent it out short term rentals I*118857For profit or not for profit: Non-Profit OrganizationName of outside business organization: YWCA MAHONING VALLEYInvestment related: NAddress of business:YOUNGSTOWN, Ohio 44503Nature of business: Charitable Organization,Position, title, association: , Start date of relationship: 6/1/2014Number of hours devoted: 4 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: The YWCA's mission is to eliminate racism, empower women, stand up for social justice, help families, and strengthen communities.My role is a Board Member
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 1994-07-05 |
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