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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-10-21
TX RA APPROVED_RES 2000-01-26
OH RA APPROVED 1999-08-13
  • SC RA
    APPROVED
    Since 2025-10-21
  • TX RA
    APPROVED_RES
    Since 2000-01-26
  • OH RA
    APPROVED
    Since 1999-08-13

Branch Locations

Salem, SC • United States

10100 Innovation Dr, Miamisburg, OH 45342 • United States

Xenia, OH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Dayton OH 05/1993 Present
Bank Of America,N.A. Dayton OH 12/2009 Present
Other Businesses

I*7179For profit or not for profit: Name of outside business organization: Rental propertyInvestment related: Address of business:Salem, South Carolina 29676Nature of business: ,Position, title, association: , Start date of relationship: 4/1/2018Number of hours devoted: 2 hour(s) Number of hours devoted during trading hours: 0Duties: I*137913For profit or not for profit: For-Profit OrganizationName of outside business organization: Good Angel Enterprises LLCInvestment related: NAddress of business:Salem, South Carolina 29767Nature of business: LLC,Position, title, association: Owner, Start date of relationship: 6/1/2021Number of hours devoted: 2 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: I own condo in LLC and intend to rent it out short term rentals I*118857For profit or not for profit: Non-Profit OrganizationName of outside business organization: YWCA MAHONING VALLEYInvestment related: NAddress of business:YOUNGSTOWN, Ohio 44503Nature of business: Charitable Organization,Position, title, association: , Start date of relationship: 6/1/2014Number of hours devoted: 4 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: The YWCA's mission is to eliminate racism, empower women, stand up for social justice, help families, and strengthen communities.My role is a Board Member

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-12-02
S63 Uniform Securities Agent State Law Examination 1994-07-05
  • S65 Uniform Investment Adviser Law Examination
    1996-12-02
  • S63 Uniform Securities Agent State Law Examination
    1994-07-05
Other Names
  • Teri E Turner
  • Teri Engle Turner

View on SEC IAPD

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