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200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2017-04-21 |
Branch Locations
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
102 S Tejon Street Suite 500, Colorado Springs, CO 80903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Colorado Springs | CO | 07/2013 | 04/2017 |
| Hightower Securities, Llc | Colorado Springs | CO | 04/2017 | Present |
The Kissing Camels Homeowners Association; Investment Related - No; Colorado Springs, CO; xxx; Board Member; Start Date - 07/2025; Approximately 2 hours per month with 0 hours during securities trading hours
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-10-20 |
| S63 | Uniform Securities Agent State Law Examination | 1994-05-19 |
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