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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-11-14
  • MN RA
    APPROVED
    Since 2024-11-14

Branch Locations

600 Highway 169 Suite 1000, St Louis Park, MN 55426 • United States

1704 North Riverfront Drive Suite 102, Mankato, MN 56001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Mankato MN 03/1994 11/2024
Prudential Insurance Company Of America Mankato MN 03/1994 Present
Financial Concepts Insurance And Financial Services Mankato MN 01/2000 Present
Lpl Enterprise, Llc Mankato MN 11/2024 Present
  • 03/1994 → 11/2024
    Mankato, MN
  • 03/1994 → Present
    Prudential Insurance Company Of America
    Mankato, MN
  • 01/2000 → Present
    Financial Concepts Insurance And Financial Services
    Mankato, MN
  • 11/2024 → Present
    Mankato, MN
Previous Registrations
Other Businesses

1) 02/19/2025 - Myrl D Barnes Disclaimer Trust - Act in a Fiduciary Capacity - Mankato, MN - 2 hrs/mth - Start Date 10/24/2018 2) 02/19/2025 - Jeannine Barnes - Act in a Fiduciary Capacity - Mankato, MN - 2 hrs/mth - Start Date 10/24/2018 3) 02/19/2025 - NorthShore Properties LLP - Real Estate Rental - partner - Mankato, MN - Start Date 01/01/2000 - investment related 4) 02/19/2025 - B & G Properties - Real Estate Rental - Pres. - Mankato, MN - Start Date 01/01/2000 - 15 hrs/mth - investment related 5) 02/19/2025 - Matthew P Barnes Agency - Property and Casualty - owner - Mankato, MN - Start Date 01/01/2000 - 10 hrs/mth - investment related 6) 02/19/2025 - Financial Concepts - DBA for LPL Business (entity for LPL business) - owner - Mankato, MN - Start Date 01/01/2000 - 40 hrs/mth - investment related 7) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable insurance/Insurance Agency-Inv related-At reported business location(s)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-10-04
S63 Uniform Securities Agent State Law Examination 1994-05-17
  • S65 Uniform Investment Adviser Law Examination
    2001-10-04
  • S63 Uniform Securities Agent State Law Examination
    1994-05-17
Other Names
  • Matt Barnes
  • Matthew Barnes

View on SEC IAPD

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