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Justin Erik Borglum

Morgan Stanley

Westport, CT

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-03-03
  • TX RA
    APPROVED_RES
    Since 2014-03-03

Branch Locations

500 Post Road East 3Rd Floor, Westport, CT 06880 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney New Canaan CT 06/2009 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    New Canaan, CT
Other Businesses

*387491 - Trust; Investment related ; Trust; Trustee/Co-Trustee (proprietor, partner, officer, director, employee, trustee, agent); Jan 2020; During business hours:1 ; After business hours: 1.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-11-17
  • S63 Uniform Securities Agent State Law Examination
    1995-11-17
Other Names
  • Justin E Borglum

View on SEC IAPD

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