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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2022-12-09 |
Branch Locations
495 Metro Place South Suite 160, Dublin, OH 43017 • United States
Dublin, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hornor Townsend & Kent Inc | Columbus | OH | 03/2010 | 12/2022 |
| Penn Mutual Life Insurance Co | Columbus | OH | 03/2010 | Present |
| Massmutual Life Insurance Co. | Dublin | OH | 12/2022 | Present |
| Mml Investors Services, Llc | Dublin | OH | 12/2022 | Present |
1) NAME: JONATHAN BERNIGER, INV REL;Y ADDRESS: @ RESIDENTIAL ADDRESS ON FILE, NATURE: OUTSIDE BUSINESS, POSITION: AGENT START: 4/1/2010, NO HR/MO:40 NO HR/MO DUR TRADING: 40, DUTIES: LIFE, DISABILITY, LONG-TERM CARE, FIXED ANNUITIES. 2) NAME: JONATHAN BERNIGER, INV REL:Y ADDRESS:@RESIDENTIAL ADDRESS ON FILE, NATURE: SERVICING EQUITY-INDEXED ANNUITIES, POSITION: AGENT, START: 12/01/2022, NO HR/MO:1 NO HR/MO DUR TRADING: 1, DUTIES:SERVICE EQUITY-INDEXED ANNUITIES. 3) NAME: OSU LiFEsports, INV REL: N ADDR: 2400 OLENTANGY RIVER RD, COLUMBUS OH 43210 NATURE: NON-PROFIT PREPARING YOUTH FOR LIFE AND LEADERSHIP THROUGH SPORT, POSITION: ADVISORY COUNCIL, START: 11/01/2023, NO HR/MO: 2 NO HR/MO DUR TRADING: 0, DUTIES:HELP ADVISE THE ORGANIZATION ON ALL ASPECTS OF THEIR GOALS AND MISSION'S IN PREPARING YOUTH FOR LIFE AND LEADERSHIP. HELP WITH FUNDRAISING AND CAMPS THEY PUT ON DURING THE SUMMER. 4) NAME: LOOM CAPITAL, LLC INV REL: Y OR N ADD: 495 METRO PLACE SOUTH, STE 160, DUBLIN, OH 43017 NATURE: LLC FOR PASS THROUGH COMPENSATION POSITION: MEMBER START DATE: 11/18/2025 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 DESCRIBE DUTIES: ADMINISTRATIVE OVERSIGHT OF THE LLC
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-03-01 |
| S63 | Uniform Securities Agent State Law Examination | 2007-03-13 |
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