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40 S. Main St. Suite 1600, Memphis, TN 38103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-01-01 |
Branch Locations
Boca Raton, FL • United States
5000 T-Rex Ave. Suite 300, Boca Raton, FL 33421 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| T3 Trading Group | Boca Raton | FL | 01/2014 | 01/2018 |
| National Securities Corp | Boca Raton | FL | 03/2019 | 07/2022 |
| U.S. Securities And Exchange Commission | Boca Raton | FL | 01/2018 | 11/2018 |
| St. Thomas University School Of Law | Miami Gardens | FL | 09/2016 | 12/2018 |
| Eleventh Judicial Circuit Of Florida | Miami Beach | FL | 05/2017 | 12/2017 |
| National Asset Management | Boca Raton | FL | 10/2019 | 07/2022 |
| B. Riley Wealth Management | Memphis | TN | 07/2022 | Present |
| B. Riley Wealth Advisors, Inc | Memphis | TN | 07/2022 | Present |
FINRA ARBITRATOR, ARBITRAOR, BOCA RATON, FL, LESS THAN 2 HRS PER MONTH ALL DURING TRADING HRS, SERVE ON FINRA ARBITRATION PANEL, AS PART OF FINRA'S DISPUTE RESOLUTION PROCESS, NOT INVESTMENT RELATED
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-07-24 |
| S63 | Uniform Securities Agent State Law Examination | 1994-05-23 |
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