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Robert Edward Novell

Guardian Financial Partners, LLC

Arcadia, CA

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Current Employers
Guardian Financial Partners, Llc

635 E. Chapman Ave., Orange, CA 92866 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-12-04
  • CA RA
    APPROVED
    Since 2025-12-04

Branch Locations

Arcadia, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Novell Investment Management Company, Inc. Arcadia CA 03/1995 09/2024
Guardian Financial Partners, Llc Orange CA 10/2024 Present
Previous Registrations
  • 1994-05-27 → 2024-10-31
    Novell Investment Management Company, Inc.
    Arcadia, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-12-27
S63 Uniform Securities Agent State Law Examination 1994-05-27
  • S65 Uniform Investment Adviser Law Examination
    1996-12-27
  • S63 Uniform Securities Agent State Law Examination
    1994-05-27

View on SEC IAPD

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