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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-02-25 |
| NE | RA | APPROVED | 2008-03-20 |
Branch Locations
8800 Firethorn Lane Suite 200, Lincoln, NE 68520 • United States
Palmyra, NE • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Llc | Lincoln | NE | 03/2008 | Present |
(1) Name of business:Farm land Business Description: Farm land Whether the business is investment-related: no Address: 434 E RD Palmyra NE 68418 Capacity: Owner - Passive I own the land and rent it out to a farmer Start Date: 06/02/06 Duties: none Hours devoted per month: 0 Hours devoted during securities hours per month: 0 (2) Name: Palmyra Youth Group Non-investment related Address: 425 C St Palmyra NE 68418 Nature of OBA: Palmyra Youth Group (PYG) is a Christian-based group that is supported by the local area churches Position/title/relationship: co-leader which includes the ability to sign checks Start Date: 03/01/22 Hours devoted: 8 hours; 0 during securities trading hours Duties: We focus on learning about God, others, and ourselves. We do this through a variety of activities and community service. We generally meet the 1st and 3rd Wednesday of the month at 6:30 pm until 8:30 pm October through March at the Palmyra Senior Center.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-03-14 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-15 |
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