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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2025-05-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Princor Financial Services | Seattle | WA | 08/2011 | 01/2019 |
| Thompson Financial Group | Seattle | WA | 08/2011 | 05/2025 |
| Woodbury Financial Services Inc | Seattle | WA | 01/2019 | 02/2023 |
| Lpl Financial Llc | Seattle | WA | 05/2025 | Present |
| Grove Point Advisors Llc | Rockville | MD | 02/2023 | 05/2025 |
| Grove Point Investments Llc | Rockville | MD | 02/2023 | 05/2025 |
1. 05/01/2025 - Thompson Financial Group - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date: 09/01/1993 - 20 Hrs/Mth - 10 Hrs During Trading. 2. 05/01/2025 - Thompson Financial Group - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date 01/16/2006 - 130 Hrs/Mth - 80 Hrs During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-06-17 |
| S63 | Uniform Securities Agent State Law Examination | 1994-07-18 |
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