Nicholas Jay Roberts

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-09-08
UT	RA	APPROVED	2022-09-08

TX RA
APPROVED_RES

Since 2022-09-08
UT RA
APPROVED

Since 2022-09-08

Branch Locations

9311 S Highland Dr., Sandy, UT 84093 • United States

299 S Main St 7Th Fl [Mk/Me-Rbo], Salt Lake City, UT 84111 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Holladay	UT	06/2009	09/2022
Morgan Stanley Private Bank, N.A.	New York	NY	01/2015	09/2022
Wells Fargo Clearing Services, Llc	Salt Lake City	UT	09/2022	Present
Morgan Stanley Private Bank, N.A	New York	NY	03/2020	Present

06/2009 → 09/2022

Morgan Stanley

Holladay, UT
01/2015 → 09/2022

Morgan Stanley Private Bank, N.A.

New York, NY
09/2022 → Present

Wells Fargo Clearing Services, Llc

Salt Lake City, UT
03/2020 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Previous Registrations

2009-06-01 → 2022-09-12

Morgan Stanley

South Jordan, UT

Holladay, UT
2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

South Jordan, UT

South Jordan, UT
2007-02-08 → 2007-04-02

Morgan Stanley Dw Inc.

West Valley City, UT

Other Businesses

STRATEGIC COALITION LLC; INV. RELATED; DRAPER, UT; 25% OWNERSHIP; LLC HOLDS RENTAL PROPERTIES; START DATE 3/2011; 1 HR PER MONTH; 0 HRS DURING TRADING.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-02-07

S66 Uniform Combined State Law Examination

2007-02-07

Other Names

Nicholas Jay Roberts
Nicholas Jay Roberts

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