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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2020-06-03
VA RA APPROVED 2020-05-26
TX RA APPROVED_RES 2020-05-22
  • DC RA
    APPROVED
    Since 2020-06-03
  • VA RA
    APPROVED
    Since 2020-05-26
  • TX RA
    APPROVED_RES
    Since 2020-05-22

Branch Locations

8010 Towers Crescent Drive 4Th Floor, Vienna, VA 22182 • United States

Washington, DC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Washington DC 01/2012 05/2020
Rbc Capital Markets, Llc Mclean VA 05/2020 Present
City National Bank Mclean VA 09/2020 Present
Previous Registrations
Other Businesses

1)RIVER CLUB HOME OWNERS ASSOCIATION / SEA ISLAND GEORGIA 30561 / REAL ESTATE / APPROVE RENOVATIONS MAINTENCE / MEMBER OF BOARD OF DIRECTORS / REVIEW RENOVATIONS / START DATE 01/03/2012. 2)RC 1208LLC / RIVER CLUN 1208 SEA ISLAND, GA 30561 / PARTNERSHIP / REAL ESTATE / SUMMER RENTAL / PARTNER / APPROVE RENTAL CONTRACTS CLEAN AND MAINTAINENCE / START DATE 01/03/2011. 3)GORUCK / 1717 STRAND STREET NEPTUNE BEACH,FLORIDA 32266 / COMPANY/ OTHER RETAILER AND ACTION EVENTS / ACTION EVENTS AND RETAIL SALES OF ACTION GEAR / ADVISOR OR MEMBER OF AN ADVISORY COMMITTEE, IF THE ADVICE GIVEN WILL OR MAY INFLUENCE THE BOARD OR OTHER SENIOR MANAGEMENT OR SUPERVISORY BOARD OF THE ORGANIZATION IN QUESTION / ADVISE MANAGEMENT ON CORPORATE STRATEGY / START DATE 01/25/2013. 4)BLUE RIDGE MOTORWERKS LLC / 9308 Mike Garcia Drive Manassas,VA 20109 / OTHER/ OTHER CAR RESTORATION AND RALLY PREP / CAR RESTORATION AND RALLY PREP / MEMBER OF A COMMITTEE WITH MANAGEMENT OR SUPERVISORY FUNCTIONS / / ADVISE ON EQUIPEMENT AND FINDING RARE PARTS / START DATE 7/30/2014 5)Name: River Club Home owners association Address: 100 Sea island Dr Sea island GA 31531 Business Description: Home owners association Business is not investment related Projected Start Date: 05/29/20 Capacity: Board of Directors * Duties Performed: approve purchasers of units resold, approve renovations advice on maintenance and renovation projects Devoted to this OBA per Month: 1 Hours Devoted to this OBA during business hours: 0 6)Name: GORUCK Address: 415 Pablo Ave N. Jacksonville, Fl. Business Description: Manufacture ruck sacks apparel and footwear Business is not investment related Projected Start Date: 05/29/20 Capacity: Other Duties Performed: two bi-annual meetings, advise on marketing and sales efforts Devoted to this OBA per Month: 1 Hours Hours Devoted to this OBA during business hours: 0 7)Name: RC 1208 LLC Address: 1208 River Club Dr Sea Island, GA 31561 Business Description: Rental property Business is not investment related Projected Start Date: 05/29/20 Capacity: Partner Duties Performed: maintenance projects and renter approval Devoted to this OBA per Month: 1 Hours Devoted to this OBA during business hours: 0 8) Name: Blue Ridge Motorwerks Address: 9308 Mike Garcia Dr. Manassas VA 20109 Business Description: Auto restoration and rally preperation Business is not investment related Projected Start Date: 05/29/20 Capacity: Owner - Active Duties Performed: Devoted to this OBA per Month: 0 Hours Devoted to this OBA during business hours: 0 9)Name: Lombardi Cancer research Gala Non-Investment related ADDRESS: Lombardi cancer center 3800 Reservoir Road NW Washington, DC 20007 Nature of Business: Cancer fund raising Position: Fund raising Start Date: 03/09/22 Hours devoted: 1 hour Duties: ask corporations for donations

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-10-05
S63 Uniform Securities Agent State Law Examination 1994-05-06
  • S65 Uniform Investment Adviser Law Examination
    1994-10-05
  • S63 Uniform Securities Agent State Law Examination
    1994-05-06
Other Names
  • Anthony C Connor

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