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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-01-14 |
| CA | RA | APPROVED | 2011-11-02 |
Branch Locations
One Montgomery Street Suites 3300, 3500, 3600, & 3700, San Francisco, CA 94104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | San Francisco | CA | 11/2011 | Present |
1.Photography Hobby; 103 Monticello Ave. Piedmont VA 94611; Photographer; takes photos; sells some for stock photography and fine art; 1/31/2000; 5 hours per week; not investment related 2. The Guardsmen; 550 Montgomery Street, Suite 700 San Francisco, CA 94111; charitable organization; Co chair 2025-2026 waitlist committee; meet with new members and guide them into the group; 10/01/2025; 4hrs/mth; Not during securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-07-25 |
| S63 | Uniform Securities Agent State Law Examination | 1994-05-03 |
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