Joseph Michael Cortese

Current Employers

Creative Planning

5454 W. 110Th Street, Overland Park, KS 66211 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-08-30
CT	RA	APPROVED	2017-04-03

TX RA
APPROVED_RES

Since 2023-08-30
CT RA
APPROVED

Since 2017-04-03

Branch Locations

Westport, CT • United States

5454 W. 110Th Street, Overland Park, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Quasar Distributors, Llc	Milwaukee	WI	03/2014	11/2016
Northcoast Asset Management	Greenwich	CT	03/2014	11/2016
Creative Planning	Westport	CT	12/2016	Present

03/2014 → 11/2016

Quasar Distributors, Llc

Milwaukee, WI
03/2014 → 11/2016

Northcoast Asset Management

Greenwich, CT
12/2016 → Present

Creative Planning

Westport, CT

Previous Registrations

2014-07-03 → 2016-11-14

Northcoast Asset Management Llc

Greenwich, CT

Other Businesses

Slacktide Real Estate LLC; Non-investment related; Westport, CT; Rental Property; landlord; 9/1/2021; 1 hour per month; 0 hours during trading and business hours;

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-07-03
S63	Uniform Securities Agent State Law Examination	2006-05-01

S65 Uniform Investment Adviser Law Examination

2014-07-03
S63 Uniform Securities Agent State Law Examination

2006-05-01

View on SEC IAPD