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Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2015-12-15
  • NC RA
    APPROVED
    Since 2015-12-15

Branch Locations

Jacksonville, NC • United States

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

200 Valencia Drive Suite 172, Jacksonville, NC 28546 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Financial Planning, Inc. Fort Worth TX 03/1994 Present
First Command Financial Services, Inc. Jacksonville NC 06/1994 Present
First Command Advisory Services Fort Worth TX 12/2015 Present
  • 03/1994 → Present
    First Command Financial Planning, Inc.
    Fort Worth, TX
  • 06/1994 → Present
    First Command Financial Services, Inc.
    Jacksonville, NC
  • 12/2015 → Present
    Fort Worth, TX
Previous Registrations
  • 2004-04-01 → 2005-09-02
    First Command Bank
    Fort Worth, TX
Other Businesses

Name of the other business: NC Capital Facilities Finance Agency ; Whether the business is investment-related: No ; Address of the other business: NC Treasurer, 3200 Atlantic Ave Raleigh NC 27604 ; Nature of the other business: Board Membership ; Your position, title, or relationship with the other business: Member of the NC Board of Directors ; The start date of your relationship: 9/7/2021 ; The approximate number of hours/month you devote to the other business: 1 to 5 ; The number of hours you devote to the other business during securities trading hours: 1 to 5 ; Briefly describe your duties relating to the other business: Represent the NC GA Speaker on the board. Attend once a month meetings.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-03-17
S63 Uniform Securities Agent State Law Examination 1994-05-26
  • S65 Uniform Investment Adviser Law Examination
    2004-03-17
  • S63 Uniform Securities Agent State Law Examination
    1994-05-26
Designations
Other Names
  • Joe Mclaughlin

View on SEC IAPD

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