Norman Bradford Tucker

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	1997-07-08

CA RA
APPROVED

Since 1997-07-08

Branch Locations

La Quinta, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Pension Portfolios	La Verne	CA	06/1994	Present
Osaic Wealth, Inc.	Laverne	CA	04/1994	Present

06/1994 → Present

Pension Portfolios

La Verne, CA
04/1994 → Present

Osaic Wealth, Inc.

Laverne, CA

Previous Registrations

1994-10-25 → 2011-01-27

Pension Portfolios

La Quinta, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-02-26
S63	Uniform Securities Agent State Law Examination	1994-06-14

S65 Uniform Investment Adviser Law Examination

1998-02-26
S63 Uniform Securities Agent State Law Examination

1994-06-14

Other Names

Norm Tucker

View on SEC IAPD