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Current Employers
Advisor Resource Council

15110 Dallas Parkway Suite 500, Dallas, TX 75248 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2018-08-02
  • LA RA
    APPROVED
    Since 2018-08-02

Branch Locations

11872 Hwy 308, Larose, LA 70373 • United States

15110 Dallas Parkway Suite 500, Dallas, TX 75248 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Larose LA 06/2015 Present
Level Four Advisory Services Lockport LA 06/2015 08/2018
Advisor Resource Council (Formerly: 360 Wealth Management, Llc) Larose LA 08/2018 Present
Lemoine Wealth Management Llc Larose LA 02/2023 Present
  • 06/2015 → Present
    Lpl Financial Llc
    Larose, LA
  • 06/2015 → 08/2018
    Lockport, LA
  • 08/2018 → Present
    Advisor Resource Council (Formerly: 360 Wealth Management, Llc)
    Larose, LA
  • 02/2023 → Present
    Lemoine Wealth Management Llc
    Larose, LA
Previous Registrations
  • 2015-07-09 → 2018-08-02
    Lockport, LA
    Dallas, TX
  • 2002-11-13 → 2015-07-09
    Signator Investors, Inc.
    Lockport, LA
    Oklahoma City, OK
Other Businesses

1.6/30/2015:LEVEL FOUR INSURANCE SERVICES, LLC--Invest.Rel.--AtRept.Bus.Location(s)--NON-VARIABLE INSURANCE--START7/15/2015--10% OF TIME SPENT--INS TYPE: LIFE. 2.6/30/2015:LEMOINE WEALTH MANAGEMENT, LLC--Invest.Rel.--AtRept.Bus.Location(s)-- DBAforLPL Business(EntityForLPL business)--START7/15/2015--Time Spent 70%. 3.6/30/2015:PAYTON'S PLACE, LLC--INV REL--3613 HWY 1, GRAND ISLE, LA--REAL ESTATE RENTAL--START8/1/2012--Time Spent 1%--RENTAL PROPERTY OWNER. 4.6/30/2015:LEMOINE CAPITAL HOLDINGS, LLC--NOT INV REL--3613 HWY 1 GRAND ISLE, LA 70358--PERSONAL LOT--START1/1/1997--OWNER 5.4/5/2019:KENNETH LEMOINE INC.--NotInvest.Rel.--AtRept.Bus.Location(s)--BusinessEntityForTax/InvestmentPurposesOnly--Started12/17/2018--2Hours/Month;0HoursDuringTrading 8.9/23/2019:Riverland Insurance Services, Inc.--Invest.Rel.--AtRept.Bus.Location(s)--Property and Casualty--Agent--Started9/16/2019--20Hours/Month;5HoursDuringTrading. 6.10/11/2019:Advisor Resource Council--Invest.Rel.--AtRept.Bus.Location(s)--RIA/Hybrid--IAR--StartDate:1/1/2020--120Hours/MonthDuringTrading--I provide investment advisory services through Advisor Resource Council, an independent investment advisor firm. I started this business activity in Jan 2020. I expect to spend about 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7.10/11/2019:Advisor Resource Council--DBA:(Hybrid) Faubourg Private Wealth--Invest.Rel.--AtRept.Bus.Location(s)--RIA/DBA--IAR--StartDate:1/1/2020--120Hours/MonthDuringTrading. 8.1/21/2020:Ken Lemoine & Associates Insurance, Inc. - Investment Related - At Reported Business Location(s) - Insurance Agency - Owner & Agent - Started 10/01/2019 - 20 Hours Per Month/2 Hours During Securities Trading. 9. 2/1/2023 - Lemoine Wealth Management LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 01/13/2023 - 40 Hours Per Month/8 Hours During Securities Trading 10. 2/2/2023 - Advisor Resource Council - DBA: Council Family Office - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date - 02/03/2023 - 8 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Council Family Office, an independent investment advisor firm. I started this business activity in 01/2023. I expect to spend approximately 8 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 11. 2/8/2023 - Advisor Resource Council - DBA: LEMOINE WEALTH MANAGEMENT LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date - 01/11/2023 - 8 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through LEMOINE WEALTH MANAGEMENT LLC, an independent investment advisor firm. I started this business activity in 01/2023. I expect to spend approximately 8 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-10-28
S63 Uniform Securities Agent State Law Examination 2002-09-10
  • S65 Uniform Investment Adviser Law Examination
    2002-10-28
  • S63 Uniform Securities Agent State Law Examination
    2002-09-10
Other Names
  • Kenneth J Lemoine

View on SEC IAPD

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