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Michael Thomas Iannucci

Charles Schwab & Co., Inc.

Paramus, NJ

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-05-19
CT RA APPROVED 2022-01-27
  • NJ RA
    APPROVED
    Since 2023-05-19
  • CT RA
    APPROVED
    Since 2022-01-27

Branch Locations

155 Route 17, Paramus, NJ 07652-2903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade, Inc. New City NY 02/2018 12/2022
Td Ameritrade Investment Management, Llc Omaha NE 02/2018 12/2022
Charles Schwab And Co., Inc. Paramus NJ 12/2022 Present
Charles Schwab Bank, Ssb Paramus NJ 11/2023 Present
Scottrade, Inc. New City NY 02/2006 09/2018
  • 02/2018 → 12/2022
    Td Ameritrade, Inc.
    New City, NY
  • 02/2018 → 12/2022
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 12/2022 → Present
    Charles Schwab And Co., Inc.
    Paramus, NJ
  • 11/2023 → Present
    Charles Schwab Bank, Ssb
    Paramus, NJ
  • 02/2006 → 09/2018
    Scottrade, Inc.
    New City, NY
Previous Registrations
  • 2018-02-26 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    New City, NY
    Paramus, NJ
  • 2018-02-27 → 2022-10-14
    Td Ameritrade, Inc.
    New City, NY
    Paramus, NJ
    Paramus, NJ
  • 2017-05-15 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
  • 2003-10-02 → 2006-02-21
    Td Ameritrade, Inc.
    Scarsdale, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-05-22
S66 Uniform Combined State Law Examination 2003-09-03
S63 Uniform Securities Agent State Law Examination 1994-12-05
  • S65 Uniform Investment Adviser Law Examination
    2023-05-22
  • S66 Uniform Combined State Law Examination
    2003-09-03
  • S63 Uniform Securities Agent State Law Examination
    1994-12-05
Other Names
  • Michael Iannucci
  • Michael Stone

View on SEC IAPD

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