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190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-11-19 |
| TX | RA | APPROVED | 2024-11-07 |
Branch Locations
55 Post Road West Suite 300, Westport, CT 06880 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vision Financial Markets | Stamford | CT | 03/2020 | 07/2021 |
| Tarpon Trading | Norwalk | CT | 07/2015 | 02/2020 |
| Unemployed | Stamford | CT | 02/2020 | 03/2020 |
| Gyl Financial Synergies | West Hartford | CT | 07/2021 | Present |
| The Colony Group, Llc | Boston | MA | 11/2024 | Present |
E & S U Global LLC; Non-investment related business; Address: 16 Don Bob Rd. Stamford CT 06903; Family business since 2015 that provides access to commercial lending; Credit card processing and commercial loans processing; General partner with duties including maintaining technology and mailing lists; Start date 10/1/2015; Approximately 5 hours/month and 0 hours during trading day or business hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-10-16 |
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