Karla Patricia Lema

Current Employers

Steadtrust

Allen, TX • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-05-05
TX	RA	APPROVED_RES	2025-05-05

NY RA
APPROVED

Since 2025-05-05
TX RA
APPROVED_RES

Since 2025-05-05

Branch Locations

114 Decker, Sheridan, WY 82801 • United States

Allen, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
United Advisors Services, Llc	New York	NY	05/2015	09/2020
National Asset Management	New York	NY	09/2020	07/2022
B. Riley Wealth Advisors, Inc	Memphis	TN	07/2022	Present
B. Riley Wealth Advisors, Inc.	Memphis	TN	09/2020	05/2025
Steadtrust, Llc	Sheridan	WY	05/2025	Present

05/2015 → 09/2020

United Advisors Services, Llc

New York, NY
09/2020 → 07/2022

National Asset Management

New York, NY
07/2022 → Present

B. Riley Wealth Advisors, Inc

Memphis, TN
09/2020 → 05/2025

B. Riley Wealth Advisors, Inc.

Memphis, TN
05/2025 → Present

Steadtrust, Llc

Sheridan, WY

Previous Registrations

2020-09-13 → 2025-05-29

B. Riley Wealth Advisors, Inc.

New York, NY
2015-05-11 → 2020-09-17

United Advisors Services, Llc

Boca Raton, FL
2003-05-12 → 2005-09-29

Rbc Capital Markets, Llc

New York, NY

Other Businesses

(1) DBA for RDL Wealth Management, Investment-related; P.O. Box 915 Sheridan, WY 82801;DBA for financial securities business conducted through B. Riley Wealth Management; start date 2015. 40 hours/ week devoted during securities trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-05-09
S63	Uniform Securities Agent State Law Examination	1995-07-24

S65 Uniform Investment Adviser Law Examination

2003-05-09
S63 Uniform Securities Agent State Law Examination

1995-07-24

Other Names

Karla P Lema

View on SEC IAPD