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3500 Lenox Road Suite 1700, Atlanta, GA 30326 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2023-10-10 |
| TX | RA | APPROVED_RES | 2023-09-18 |
Branch Locations
3500 Lenox Road Suite 1700, Atlanta, GA 30326 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Atlanta | GA | 08/2010 | 08/2023 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 08/2023 |
| Register Financial Associates, Inc. | Atlanta | GA | 09/2023 | Present |
| Register Financial Advisors, Llc | Atlanta | GA | 09/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-06-05 |
| S63 | Uniform Securities Agent State Law Examination | 1998-05-29 |
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