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Current Employers
The Advisory Group Of San Francisco, Llc

44 Montgomery St. Suite 300, San Francisco, CA 94104 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-03-17
  • CA RA
    APPROVED
    Since 2026-03-17

Branch Locations

44 Montgomery St. Suite 300, San Francisco, CA 94104 • United States

Fiduciary Benefits Group

San Diego, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED_RES 2025-07-11
  • CA RA
    APPROVED_RES
    Since 2025-07-11

Branch Locations

4660 La Jolla Village Dr, Suite 100, San Diego, CA 92122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Sonoma CA 09/2011 06/2025
Tiaa Sonoma CA 09/2011 06/2025
Fiduciary Benefits Group San Diego CA 06/2025 10/2025
The Advisory Group Of San Francisco San Francisco CA 10/2025 Present
  • 09/2011 → 06/2025
    Tiaa-Cref Individual & Institutional Services, Llc
    Sonoma, CA
  • 09/2011 → 06/2025
    Tiaa
    Sonoma, CA
  • 06/2025 → 10/2025
    San Diego, CA
  • 10/2025 → Present
    The Advisory Group Of San Francisco
    San Francisco, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-03-16
S63 Uniform Securities Agent State Law Examination 2011-12-22
  • S65 Uniform Investment Adviser Law Examination
    2026-03-16
  • S63 Uniform Securities Agent State Law Examination
    2011-12-22

View on SEC IAPD

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