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Roger N. Begin

F L Putnam Investment Management Co.

Providence, RI

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Current Employers
F L Putnam Investment Management Co.

6 Kimball Lane, Lynnfield, MA 01940 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2019-02-13
  • RI RA
    APPROVED
    Since 2019-02-13

Branch Locations

100 Westminster Street 10Th Floor Suite 1004, Providence, RI 02903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
F.L. Putnam Investment Management Co. Providence RI 01/2019 Present
Bny Mellon Providence RI 01/2007 11/2018
  • 01/2019 → Present
    F.L. Putnam Investment Management Co.
    Providence, RI
  • 01/2007 → 11/2018
    Bny Mellon
    Providence, RI
Previous Registrations
  • 2005-06-06 → 2007-01-09
    Banc Of America Investment Services, Inc.
    Providence, RI
    Providence, RI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-06-03
S63 Uniform Securities Agent State Law Examination 1995-09-01
  • S66 Uniform Combined State Law Examination
    2005-06-03
  • S63 Uniform Securities Agent State Law Examination
    1995-09-01
Designations
Other Names
  • Roger N Begin

View on SEC IAPD

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