Louis Francis Chong

Current Employers

Mayflower Advisors

265 Franklin Street Suite 401, Boston, MA 02110 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2020-09-22

MA RA
APPROVED

Since 2020-09-22

Branch Locations

265 Franklin Street Suite 401, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Financial Network, Llc	Boston	MA	10/2015	06/2020
Private Client Services	Boston	MA	06/2020	Present
Mayflower Financial Advisors, Llc	Boston	MA	09/2020	Present

10/2015 → 06/2020

Wells Fargo Advisors Financial Network, Llc

Boston, MA
06/2020 → Present

Private Client Services

Boston, MA
09/2020 → Present

Mayflower Financial Advisors, Llc

Boston, MA

Previous Registrations

2016-01-29 → 2020-06-10

Wells Fargo Advisors Financial Network, Llc

Boston, MA
2014-04-15 → 2015-11-09

Cambridge Investment Research Advisors, Inc.

Boxborough, MA
2013-03-26 → 2014-03-28

Wedgwood Wealth Counsel Llc

Framingham, MA

Other Businesses

Mayflower Financial Advisors LLC. 265 Franklin Street, 4th Floor, Boston, MA 02110. RIA. Retirement plan consulting. 100 hrs/mo; 8 during trading hrs.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1994-06-06

S63 Uniform Securities Agent State Law Examination

1994-06-06

Designations

Other Names

Lou Chong

View on SEC IAPD

Current Employers

Mayflower Advisors

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Designations

Other Names

Other Firms

Other Investors

Other Offices

Reviews