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Carl Andrew Millard

Andy Millard Advisory, LLC

Columbus, NC

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Current Employers
Andy Millard Advisory, Llc

Columbus, NC • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2026-02-13
NC RA APPROVED 2021-03-12
  • SC RA
    APPROVED
    Since 2026-02-13
  • NC RA
    APPROVED
    Since 2021-03-12

Branch Locations

Columbus, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Retired Columbus NC 02/2016 12/2020
Andy Millard Advisory, Llc Columbus NC 12/2020 Present
Previous Registrations
  • 2010-07-28 → 2016-04-28
    Millard & Company, Inc.
    Columbus, NC
    Tryon, NC
  • 2000-06-05 → 2010-09-22
    Main Street Financial Group, Inc
    Tryon, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-12-21
S63 Uniform Securities Agent State Law Examination 1994-06-06
  • S65 Uniform Investment Adviser Law Examination
    1995-12-21
  • S63 Uniform Securities Agent State Law Examination
    1994-06-06
Designations
Other Names
  • Andy Millard
  • C. Andrew Millard

View on SEC IAPD

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