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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-06-19 |
| FL | RA | APPROVED | 2024-06-03 |
Branch Locations
824 A1A N, Ponte Vedra Beach, FL 32082 • United States
1 Town Center Rd, Boca Raton, FL 33486 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade, Inc | Boca Raton | FL | 01/2007 | 01/2022 |
| Charles Schwab & Co., Inc. | Boca Raton | FL | 01/2022 | 01/2024 |
| Td Ameritrade Investment Management, Llc | Boca Raton | FL | 05/2007 | 01/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Boca Raton | FL | 05/2024 | Present |
| Unenmployed | Boca Raton | FL | 01/2024 | 05/2024 |
I*4909269, Entity Type: Entity Charitable, Name of OBA: Junior League of Boca Raton, Address: Boca Raton, Florida, 33432, Investment Related: N, Position, Title, Association: ["Committee"], Employee Start Date: 06/01/2026, No Hours: 10 Monthly, No Hours during Trading: 0 Monthly, Duties: Chairing their 1971 Society Committee along with two other chairs. It is focused on driving membership to the 1971 society which hosts events for it's members. Events are social in nature. Would not be using my licenses in any manner. The Junior League of Boca Raton is a 501C-3 non profit. It is a women's volunteer organization that provides funding and volunteers to other non-profits in the community and primarily focuses on women and children.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-05-04 |
| S63 | Uniform Securities Agent State Law Examination | 2006-06-21 |
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