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Oscar Castillo

Morgan Stanley

Palm Springs, CA

San Francisco, CA

Palm Desert, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-02-24
CA RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2014-02-24
  • CA RA
    APPROVED
    Since 2009-06-01

Branch Locations

Palm Springs, CA • United States

555 California Street Pwm, San Francisco, CA 94104 • United States

74199 El Paseo Suite 201, Palm Desert, CA 92260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc San Francisco CA 06/2009 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    San Francisco, CA
Previous Registrations
  • 2007-07-03 → 2009-06-01
    Morgan Stanley & Co. Llc
    San Francisco, CA
  • 2001-09-20 → 2007-07-19
    Ubs Financial Services Inc.
    San Francisco, CA
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-09-04
S63 Uniform Securities Agent State Law Examination 1994-06-17
  • S66 Uniform Combined State Law Examination
    2001-09-04
  • S63 Uniform Securities Agent State Law Examination
    1994-06-17

View on SEC IAPD

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