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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2020-11-09 |
| TX | RA | APPROVED | 2019-01-17 |
Branch Locations
3567 E Sunrise Dr Suite 143B, Tucson, AZ 85718 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Tucson | AZ | 11/2016 | 01/2019 |
| Robert W Baird & Co Inc | Tucson | AZ | 01/2019 | Present |
| Wells Fargo Advisors Llc | Tucson | AZ | 05/2009 | 11/2016 |
P & R ELECTRIC, NOT INV RELATED, TUCSON, AZ, ADMIN, START: 9/6/2017, 8 HOURS PER MONTH/0 DURING TRADING, DUTIES: BOOKKEEPING AND SOME DECISION MAKING. Name and Address: Arbonne 9400 Jeronimo Rd Irvine CA 92616 Non-Investment related. Start date: 1/15/19 Role/Responsibilities: Sales of Skin, Beauty, and Nutritional Products. Hours spent: Less than 8 hours/month. Zero spent during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-10-26 |
| S63 | Uniform Securities Agent State Law Examination | 1994-04-14 |
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