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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-12-11 |
Branch Locations
531 Cowper Street, Palo Alto, CA 94301 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Silicon Valley Bank | Menlo Park | CA | 06/2011 | 07/2019 |
| Svb Wealth Advisory | Menlo Park | CA | 07/2019 | 04/2022 |
| Silicon Valley Bank | Menlo Park | CA | 07/2019 | 03/2023 |
| Boston Private Wealth Llc | Menlo Park | CA | 03/2022 | 04/2022 |
| Svb Wealth Llc | Menlo Park | CA | 04/2022 | 01/2025 |
| Svb Investment Services Inc. | Menlo Park | CA | 04/2022 | 10/2023 |
| First Citizens Investor Services | Raleigh | NC | 12/2023 | 01/2025 |
| First Citizens Bank | Menlo Park | CA | 01/2025 | 10/2025 |
| Svb Wealth Llc | Menlo Park | CA | 03/2022 | 10/2025 |
| First Citizens Investor Services | Raleigh | NC | 01/2025 | 10/2025 |
| Lpl Financial Llc | Palo Alto | CA | 12/2025 | Present |
| Bmo Harris Bank | Palo Alto | CA | 10/2025 | Present |
1. 12/2025 - Whitehall Lane LLC - Real Estate Rental - Investment Related - 4 Hrs/Mth - 0 Hrs During Trading - Redwood City, CA 94061 - OBA Start Date: 01/30/2025 2. Investment products and services are offered through LPL Financial LLC using the DBA/trade name BMO Investment Services - Investment Related - At Reported Business Location(s) - Start Date: 12/2025 3. 12/2025 - BMO Harris Bank - Financial Institution Duty - Investment Related - 160 Hrs/Mth - 130 Hrs During Trading - Palo Alto, CA 94301 - OBA Start Date: 11/28/2025
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-11-13 |
| S65 | Uniform Investment Adviser Law Examination | 1998-08-03 |
| S63 | Uniform Securities Agent State Law Examination | 1994-05-06 |
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