Jerald Francis Gunn

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2024-03-21

AZ RA
APPROVED

Since 2024-03-21

Branch Locations

Green Valley, AZ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Cetera Advisors Llc	Denver	CO	01/2013	Present
Cetera Investment Advisers Llc	Schaumburg	IL	03/2024	Present

01/2013 → Present

Cetera Advisors Llc

Denver, CO
03/2024 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Previous Registrations

2006-11-08 → 2012-02-28

Pacific West Financial Consultants Inc

San Francisco, CA

Renton, WA

Other Businesses

1. GUNN REALTY, START 01/01/99, RENTAL PROPERTY, FEW HRS/WK., 0-10000 2. NAME OF OTHER BUSINESS: DBA GUNN FINANCIAL; INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES; START DATE: 02/2012; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-11-06
S63	Uniform Securities Agent State Law Examination	1994-07-06

S66 Uniform Combined State Law Examination

2006-11-06
S63 Uniform Securities Agent State Law Examination

1994-07-06

Other Names

Jerry Gunn

View on SEC IAPD