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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2022-05-18
  • WA RA
    APPROVED
    Since 2022-05-18

Branch Locations

796 Commerce Ave, Longview, WA 98632 • United States

822 Commerce Ave, Longview, WA 98632 • United States

1147 N Goerig St. Unit A, Woodland, WA 98674 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cuna Mutual Group Waverly IA 11/2004 05/2022
Cuna Brokerage Services Waverly IA 01/2012 05/2022
Lpl Financial Llc Camas WA 05/2022 Present
Fibre Federal Credit Union Longview WA 05/2022 Present
  • 11/2004 → 05/2022
    Cuna Mutual Group
    Waverly, IA
  • 01/2012 → 05/2022
    Cuna Brokerage Services
    Waverly, IA
  • 05/2022 → Present
    Camas, WA
  • 05/2022 → Present
    Fibre Federal Credit Union
    Longview, WA
Previous Registrations
  • 2012-12-03 → 2022-05-18
    Cuna Brokerage Services, Inc.
    Waverly, IA
    Waverly, IA
    Fort Worth, TX
    Camas, WA
    Camas, WA
Other Businesses

1. 05/18/2022 - DRPL LLC - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Owner - Start Date: 2008. 2. 05/18/2022 - No Business Name - Investment Related - Home Based and Vancouver, WA 98682 & Vancouver, WA 98664 & Camas, WA 98607 & Vancouver, WA 98661 - Real Estate Rental - Owner - Start Date: 1993 - 3 Hours Per Month. 3. 05/11/2023 - Fibre Financial Group - Investment Related - At Reported Business Location(s) - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Fibre Financial Group - Start Date 04/01/2022 - 40 Hours Per Month/30 Hours During Securities Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-11-30
  • S66 Uniform Combined State Law Examination
    2012-11-30

View on SEC IAPD

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