Joseph Nguyen

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-04-23

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
E*Trade Securities Llc	Cupertino	CA	12/2015	01/2023
E*Trade Capital Management Llc	Cupertino	CA	12/2015	01/2023
Twilite Productions	Milpitas	CA	05/2010	11/2018
Morgan Stanley	Cupertino	CA	01/2023	10/2023
Fidelity Investments	Campbell	CA	10/2023	03/2025
Wells Fargo Clearing Services, Llc	San Jose	CA	04/2025	Present

2025-03-31 → 2025-04-07

Strategic Advisers Llc

Boston, MA
2023-11-21 → 2025-03-31

Fidelity Personal And Workplace Advisors

Campbell, CA
2023-09-05 → 2023-10-20

Morgan Stanley

Cupertino, CA
2015-12-10 → 2023-09-05

Harrisdirect Llc

Cupertino, CA

Arlington, VA

Cupertino, CA
2015-04-02 → 2016-01-06

Strategic Advisers Llc

Campbell, CA
2012-08-01 → 2013-07-17

Citigroup Global Markets Inc.

Los Gatos, CA

San Francisco, CA
2011-01-03 → 2012-07-17

Wells Fargo Clearing Services, Llc

Walnut Creek, CA

Fremont, CA
2008-08-14 → 2011-01-03

Wells Fargo Investments, Llc

Fremont, CA
2007-11-30 → 2008-06-24

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Jose, CA
2006-03-22 → 2007-11-13

Wells Fargo Investments, Llc

Union City, CA

Fremont, CA

Union City, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-03-21