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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-09-03 |
Branch Locations
500 W 13Th Street, Fort Worth, TX 76102 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimerfunds Distributor,Inc. | Centennial | CO | 03/2008 | Present |
| Kestra Investment Services, Llc | Fort Worth | TX | 08/2019 | Present |
| Kestra Advisory Services, Llc | Fort Worth | TX | 08/2019 | Present |
Business Name: Higginbotham Investment Related: Yes Address: 500 W 13th St Fort Worth TX 76102 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Consulting; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Vice President Retirement Plan Specialist Start Date: 8/30/2019 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Assist business owners in evaluating and implementing retirement plans and executive benefitsBusiness Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest parkway, Building 2, suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: IAR Start Date: 8/30/2019 Hours per month: 71% - 80% (113 - 128 hours) Hours per month during trading hours: 71% - 80% (99 - 112 hours) Duties: IAR
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-06-24 |
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