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Dana D. Breland

Rbc Capital Markets, LLC

Atlanta, GA

Marietta, GA

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2023-08-30
  • GA RA
    APPROVED
    Since 2023-08-30

Branch Locations

3550 Lenox Road Suite 1950, Atlanta, GA 30326 • United States

Marietta, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Atlanta GA 06/1998 08/2023
Rbc Capital Markets, Llc Atlanta GA 08/2023 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-01-31
  • S63 Uniform Securities Agent State Law Examination
    1998-01-31
Other Names
  • Dana Denise Breland
  • Dana D Palfrey
  • Dana B Palfrey
  • Dana B. Breland

View on SEC IAPD

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