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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2019-01-02 |
Branch Locations
1055 Westlakes Drive, Suite 300, Berwyn, PA 19312 • United States
305 Madison Avenue, Morristown, NJ 07960 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Financial Group, Ltd | Berwyn | PA | 01/2001 | Present |
| Triad Advisors, Inc. | Norcross | GA | 05/2014 | Present |
| Private Advisor Group, Llc | Morristown | NJ | 01/2019 | Present |
1.Mr. Gaines is the owner of Molosser Group LLC through which he operates a financial services practice, but which is owned independently from Private Advisor Group, LLC. This activity is at the address where Mr. Gaines is registered, and is related to his investment services practice. Mr. Gaines devotes about 160 hours per month to this activity, including about 160 hours during securities trading hours, concurrently with time Mr. Gaines devotes to activity providing investment services through Private Advisor Group. 2.Mr. Gaines uses American Financial Management Group (AFMG) and Sofia Financial as the name of the business under which he provides investment advice through Private Advisor Group, LLC (PAG). This activity is at the address where Mr. Gaines is registered, and is related to his investment services practice. Mr. Gaines devotes about 160 hours per month to this activity, including about 140 hours during securities trading hours, concurrently with time Mr. Gaines devotes to activity providing investment services through PAG. 3.Mr. Gaines is the co-host of Take Back Retirement, a podcast providing retirement advice for women. This activity is not related to his investment services practice. This activity takes places at the location where Mr. Gaines is registered. Mr. Gaines devotes minimal time to this activity. The opinions voiced in the podcast are for general information only and are not intended to provide specific advice or recommendations to any individual.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-01-05 |
| S65 | Uniform Investment Adviser Law Examination | 2003-07-07 |
| S63 | Uniform Securities Agent State Law Examination | 1994-04-12 |
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