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Dorset, VT • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2025-01-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Securities | Iselin | NJ | 01/2009 | 07/2022 |
| Evergreen Ria, Llc | Rutland | VT | 11/2022 | Present |
| Jennings Financial Group | Rutland | VT | 10/2004 | Present |
| Hudson Point Capital | Iselin | NJ | 05/2018 | 07/2022 |
| D.H. Hill Securities, Lllp | Kingwood | TX | 01/2023 | Present |
1. Jennings Financial Group, investment related, 107 Franklin St., Rutland, VT 05701, fixed insurance sales, agent, approx 8 hrs/mo, 2 during trading, Start date 10/2004, provide insurance recommendations 2. Jennings Financial Group, not investment related, 107 Franklin St., Rutland, VT 05701, mortgage services, agent, approx 8 hrs/mo, 2 during trading, Start date 10/2004, refer leads to banks/finance companies 3. Evergreen RIA, LLC, investment related, 107 Franklin St., Rutland, VT 05701, Investment Advisor Representative, approx 140 hrs/mo, all during trading, provide financial planning and investment advice
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-10-26 |
| S63 | Uniform Securities Agent State Law Examination | 1994-05-20 |
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