Marc Kevin Elim

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Richmond, VA
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Richmond, VA

Previous Registrations

• 2006-03-31 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Richmond, VA
  St. Louis, MO
  Richmond, VA
• 1997-10-31 → 2006-04-04
  Morgan Stanley Dw Inc.
  Annapolis, MD

Other Businesses

TRUSTEE FOR SPOUSE; INVESTMENT RELATED; MIDLOTHIAN, VA; START 9/15/1998; WILLIAM AND MARY ATHLETICS FOUNDATION BOARD FORMERLY TRIBE CLUB, INV RELATED, WILLIAMSBURG, VA, PAST CHAIR, START 1/1/2024, 10 HOURS PER MONTH, 2 HOURS DURING TRADING, CHAIRING MEETINGS, ATTENDING MEETINGS AS NEEDED, PROVIDING HISTORICAL PERSPECTIVE FOR NEW CHAIR, DISCUSSING FUNDRAISING AND ENGAGEMENT OPPORTUNITIES. TRUSTEE FOR FATHER, INV RELATED, WILLIAMSBURG, VA, START 3/12/2020, LESS THAN 1 HR/MONTH, LESS THAN 1 HR DURING TRADING.; CHILDREN'S MUSEUM OF RICHMOND; INVESTMENT RELATED; RICHMOND,VA; FINANCE COMMITTEE MEMBER; START 8/2020; NUMBER OF HOURS PER MONTH 2; NUMBER OF HOURS DURING TRADING 0; ATTENDING MEETINGS TO REVIEW, BUDGET, FINANCIAL STATEMENTS, AND RECOMMENDATION OF WITHDRAWAL OF ENDOWMENT FUNDS. EXECUTOR FOR MOTHER'S ESTATE, INV RELATED, FREDERICKSBURG, VA, START: 3/20/2023, 25 HOURS A MONTH, 5 HOURS DURING TRADING.; TRUSTEE FOR MOTHER'S TRUST, INV RELATED, MIDLOTHIAN, VA, START: 6/16/2023, 25 HOURS A MONTH, 5 HOURS DURING TRADING. 1693 ALLIANCE LLC, INV RELATED, RICHMOND, VA, 20% OWNERSHIP, START 3/15/24, 8 HOURS PER MONTH, .5 HRS DURING TRADING, LIAISON BETWEEN 1693 ALLIANCE AND THE WILLIAM & MARY ATHLETICS DEPT; SERENITY SUNSHINE ELIM SPECIAL NEEDS TRUST ; INV RELATED;MIDLOTHIAN,VA; SPECIAL NEEDS TRUST; TRUSTEE/CO-TRUSTEE; START DATE: 05/01/2026; 2 HRS PER MONTH; 2 HRS DURING TRADING; SPECIAL OLYMPICS VIRGINIA; INV RELATED;RICHMOND,VA; SPORTS TRAINING AND ATHLETIC COMPETITION; FINANCE COMMITTEE MEMBER; START DATE: 07/01/2026; 2 HRS PER MONTH; 2 HRS DURING TRADING;

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-09-04
• S63 Uniform Securities Agent State Law Examination
  1994-05-26